A 19c3 Stock is any stock that was listed on equity exchanges after April 26, 1979. This allowed members of exchanges to trade these stocks off the board (not at the exchange). A 19c3 Stock is any stock that was listed on equity exchanges after April 26, 1979. The classification of a 19c3 stock refers to SEC rule 19c3. This allowed members of exchanges to trade these stocks off the board; not at the exchange. Before April 26, 1979, members of the major exchanges were not allowed to trade stocks when they were not physically at an exchange.
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